• SEC Fines Firm $8 Million for Misleading Investors Over Pension Benefits

    4 monthes ago - By A.M. Best

    The U.S. Securities and Exchange Commission has fined investment adviser deVere USA Inc. $8 million to settle an investigation over allegations the firm used sales practices that mislead clients ...
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  • SEC Zeroing In On Making EDGAR More Useful For Investors, Cybercrime Says Clayton

    4 monthes ago - By Forbes

    Protecting the most vulnerable investors from fraud is also a top concern, the SEC chief says.
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